Since Founding (Hong Kong)
25+
years
Asia Footprint
5
Locations
Investment Professionals
400+
Focus on Greater China and Asia
Standard & Poor’s
BBB+
Rating
KGI Securities (Hong Kong)
KGI Securities (Hong Kong) is one of the region's leading financial institutions since 1997. Our scope of business encompasses wealth management, brokerage, fixed income, and asset management. We are committed to offering a broad range of financial products and services to corporate, institutional, and individual clients throughout Asia. Backed by KGI Financial Group in Taiwan, we have a robust Asia footprint covering Taiwan, Hong Kong, Singapore, Indonesia, and Thailand.
Serving customers with professionalism and driving innovation
KGI Asia’s extensive capabilities and dedication to professionalism forms the foundation of its innovative range of products and services.
Driving innovation for more investment opportunities around the globe
Ranked as one of Hong Kong’s top players in terms of online trading market share, the rapid technological advancements to our trading platform help both the next-generation of tech-savvy investors and existing professional investors looking for a competitive edge.
KGI Securities (Hong Kong)
KGI Group companies formed and registered in Hong Kong
Company Name


Licensing Information


Company Name


KGI Asia Limited
Company Name


KGI Asia Limited
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: BKJ214).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: BKJ214).
Company Name


KGI Futures (Hong Kong) Limited
Company Name


KGI Futures (Hong Kong) Limited
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contracts) regulated activities (CE No.: ADW991).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contracts) regulated activities (CE No.: ADW991).
Company Name


KGI Investments Management Limited
Company Name


KGI Investments Management Limited
Licensing Information


A Licensed Insurance Broker Company under the Insurance Ordinance to conduct General & Long Term Business (including Linked Long Term Business) related regulated activities (No. FB1512).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
Licensing Information


A Licensed Insurance Broker Company under the Insurance Ordinance to conduct General & Long Term Business (including Linked Long Term Business) related regulated activities (No. FB1512).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
Company Name


KGI Asset Management Limited
Company Name


KGI Asset Management Limited
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset management) regulated activities (CE No.: AEN441).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset management) regulated activities (CE No.: AEN441).
Company Name


KGI Capital Asia Limited
Company Name


KGI Capital Asia Limited
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: ADT039).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: ADT039).
More KGI divisions
KGI is a Taiwan-funded securities house with a broad spectrum of financial business capabilities throughout the Asia-Pacific region. Spanning Hong Kong, Thailand, Singapore, and Indonesia, KGI is actively forming alliances with strategic and innovative digital partners to become the benchmark among Asia-Pacific investment companies.
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KGI Securities (Hong Kong)
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KGI Securities (Taiwan)
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KGI Securities (Singapore)
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KGI Securities (Indonesia)
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KGI Securities (Thailand)
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