Job Vacancies
To cope with our strategic plan to strengthen the regional presence of KGI in the Greater China region, KGI Asia is now actively seeking for a number of high caliber professionals.
Associate, Finance (Management Reporting) (Ref: 09831-FINMRA-KGI)
2025.01.01
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Responsibilities
- Report to Team Head of Management Reporting Team
- Prepare timely and accurate management information including daily/weekly/monthly management reporting
- Support the team in performing management accounting reporting, analysis, planning, budgeting and forecasting
- Preparing annual financial budget, routine forecast and comparative analysis
- Conduct performance analysis and other routine reports
- Perform ad hoc enquiries and requests as assigned by the management
Requirements
- Degree holder in Accounting and Finance
- Minimum 4 years of financial analysis or management reporting experiences in financial brokerage is preferred
- Attention to details, highly numerical and high accuracy
- A good team player who is proactive and with a strong sense of responsibility
- Work independently and under pressure
- Good in written communication, excellent analytical & presentation skill
- Proficiency in MS Office including Excel
- Proficiency in English, Cantonese and Mandarin
Apply
To apply, please send your application with resume & expected salary to jobs.fin@kgi.com or by mail to the following address.
Manager, Global Sales & Prime Services (Ref: 10906-GSPSM-KGI)
2025.01.01
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Responsibilities
- Provide support to business and work closely with back office on the trade, settlement and clearing for wide range of listed products in global markets, including but not limited to equity, futures, options, and stock options. Experience with Equity Swaps is preferred
- Business Operational Support, including but not limited to business operational daily funding, currency deficit and SBL Counterparties Cash Collateral monitoring
- All Client trading account related issues from onboarding to funding and margin issues, fund, and stocks deposit/withdrawal
- Audit and Compliance/AML checks, accounts risk review, limits review
- Trade Support and client support ensuring accuracy of all trades related matters and trade confirmation booking as well as clients reporting
- Train up juniors the necessary procedural, market, product, and system knowledge in providing the support to business
- Supervise juniors and review their work output to secure proper and quality work outcomes
- Design funding projection model for cost-effective trade settlement
- Design operational control procedures and develop relevant control reports to surface, measure and avoid/mitigate operational risks
- Monitor complicated settlement and control exceptions, investigate, and coordinate to resolve
- Coach and help juniors for any escalated day-to-day issues
Requirements
- University graduate
- 5+ years of relevant experience with 2+ years in managerial position
- Strong knowledge of market practice, market operations and regulations in wide range of markets and products
- High capability to adapt to changing working requirements
- Independent, enthusiastic, accountable and able to work under pressure
- Logical and systematic thinking
- Proficient in MS Excel, MS Word and MS Access
- Proficiency in written and spoken English, Cantonese and Mandarin
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
IT Auditor, Internal Audit (Ref: 09862-IAITA-KGI)
2025.01.01
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Responsibilities
- Assess and evaluate IT-related risks and to formulate IT-related audit plan
- Analyze various aspects of company’s information systems
- Conduct audits and write audit reports
- Communicate and coordinate audit matters with internal departments and external agencies
- Follow up on internal audit recommendations to ensure implementation
- Provide consultation on IT-related projects, regulations and internal controls
- Support regional audit in relation to IT-related audits both in Hong Kong and overseas offices (Singapore and Indonesia)
- Self-educating capacity to stay abreast of all IT-related discoveries and conventions
Requirements
- Degree holder in IT, Computer Science, Management Information Systems, or other related domains, preferably qualified with CISA, ISO27001, Lead Auditor, BS10012 and CIA
- Minimum 4 years of internal auditing experience in the financial industry, including at least 2 years of experience in IT auditing or more than 3 years of experience in IT auditing in an accounting firm
- Have strong knowledge of accounting and finance
- Comprehensive understanding of IT infrastructure and management, audit functions and security controls, risk management, network security, information security policies and procedures, technical knowledge with Microsoft 365 administration, network administration, Cloud computing, active directory, firewall implementation and monitoring, SIEM, remote access
- Proficiency in written and verbal technical and non-technical communication
- Proficiency in computer skills (MS word, Excel)
- Proficiency in written and spoken English and Chinese
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Business Analyst, International Wealth Management – System Service Team (Ref: 02024-IWMSABA-KGI)
2025.01.01
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Responsibilities
- Understand business requirements and prepare user requirements including functions and features required across digital internal and external platforms to address business needs
- Coordinate and initiate digital projects with IT and back office department ensuring development & implementation alignment across business units
- Perform Users Acceptance Test (UAT) on the online securities, futures and options trading platform
- Co-ordinate UAT life-cycle with tester and IT
- Preparation of test plan and test cases
- Responsible for training of our trading system and the development of User manual
- Perform other ad-hoc projects and tasks as required
- Manage daily operations related to trading system
- In charge of Web Content Review and Updates
- Perform system support & handle users’ enquiries on the electronic trading platforms
Requirements
- Degree holder in finance or business stream
- At least 3 years of working experience in securities and financial industry is preferable
- Experience with wealth management products would be advantage
- Experience with Agile and Waterfall methodologies
- Strong project management skills with the ability to manage multiple projects simultaneously.
- Good problem-solving skills, self-motivated, able to work independently
- Excellent communication and presentation skills with the ability to effectively communicate with stakeholders at all levels.
- A good team player who is proactive and with a strong sense of responsibility
- Strong PC skills including MS Word, Excel, PowerPoint, Azure
- Proficiency in both spoken & written English, Cantonese and Mandarin
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Relationship Manager, International Wealth Management (Ref: IWM-ICC2121-KGI)
2025.01.01
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Responsibilities
- Acquire new business and opportunities for the development of International Wealth Management (“IWM”) business in the region
- Promote tailor-made financial solutions to clients, with wide range of financial tools including equities, futures, bonds, funds as well as insurance products
- Expand clientele and maintain good relationship to meet sales target
- Regularly review client’s needs and investment portfolio
Requirements
- Extensive client base
- Holder of SFC RA1, RA4 license. A technical representative under Insurance Authority is a plus
- Minimum 3 years of relevant experience in securities brokerage house or insurance/insurance broker company
- Sales-oriented with good client network
- Good knowledge of financial products and markets
- Good communication and interpersonal skills
- Proficiency in English, Cantonese and Mandarin
Apply
To apply, please send your application with resume & expected salary to jobsis@kgi.com or by mail to the following address.
Customer Services Officer, Wealth Management (Ref: 01009-WMCSO-KGI)
2025.01.01
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Responsibilities
- Assist in client onboarding, perform KYC and due diligence, and work with internal departments to process account opening
- Process client orders including but not limited to HK and global equities, futures and options, wealth management products such as bond, fund, and structured products, etc.
- Provide administrative and operational support for the insurance and MPF business (i.e., new business, renewal, and servicing)
- Collaborate with Relationship Manager to develop, retain and manage High Net Worth clients
- Provide efficient, high quality professional services and ensure a consistent delivery of the wealth management service standards and proposition
- Support Relationship Managers to conduct customer needs activity
- Provide administrative support to wealth management team and work closely with internal business departments and back office to ensure smooth operation in the middle office
- Adhere to internal policies and strictly comply with regulatory requirements
- Provide ad-hoc supports as required
Requirements
- University graduate with a degree in business or other related discipline
- At least 4 years of relevant sales support working experience
- Well-versed in excel, PowerPoint, word and other Microsoft office application
- Good communication skills
- Language proficiency in English, Cantonese and Putonghua
- Putonghua-speaking experience with Taiwanese or Mainland Chinese would be an advantage
- Current holder or ready to possess SFC licenses RA1 (Dealing in Securities)
- IIQE paper 1, 3, 5 required
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Customer Services Officer, Private Client Services (Ref: 2006A-PCSCSO-KGI)
2025.01.01
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Responsibilities
- Provide quality and professional customer services to clients including order placing, IPOs processing
- Handle clients’ enquiries regarding settlement matters and product procedure
- Respond to clients’ enquiries on different types of products
- Order placing for clients and sales using online systems
- Provide proper administrative support in the aspects of transaction executive and filing
- Organize training & education sessions for RMs
- Checking and follow up documentations in relation to KYC and Suitability Assessment
- Compiling, analyzing and reporting sales data
Requirements
- F.7/ HKDSE or above
- Relevant experiences in financial brokerage are preferred
- Potential holder of SFC Type 1 (Dealing in Securities) and Type 2 (Dealing in Futures Contracts) licenses
- Willing to learn, service attitude and result oriented
- Good communication skill and must be PC literate, including Chinese typing
- Sensitive to numbers
- Good knowledge of local stocks and futures is definitely an advantage
- Well-versed in Excel, PowerPoint, Word and other Microsoft Office application
- Proficiency in English, Cantonese and Mandarin
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Assistant Vice President, Legal (Ref: 09861-LGLAVP-KGI)
2025.01.01
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Responsibilities
- To provide in-house general legal advice and support services mainly on institutional business and IWM. Expected to expand into other business areas over time
- To prepare and/or review legal documents focusing on ISDA documentation, repo agreements, securities borrowing and lending agreements and related documents
- To provide legal advice and support principally on matters within the regulatory scope of the HK SFC relating to dealing in and advising on securities, futures and over-the-counter (OTC) derivatives and asset management
- To provide legal advice and support on litigations and regulatory investigations
- To liaise with and give instructions to external lawyers
- To provide legal advice and support on other business areas e.g. insurance brokerage, MPF and money lending business
Requirements
- A law degree with honors from HK or English jurisdiction
- Minimum 3 years of working as an in-house counsel or a legal practitioner
- Familiar with rules and regulations on securities and futures businesses and dealing with relevant regulators
- Preference will be afforded to those who have working knowledge in OTC derivative transactions
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
We offer a competitive remuneration package and long-term career development to the right candidates. Interested applicants, please send your full resume and expected salary quoting reference either by the specified email above or by post to:
HR Department
KGI Hong Kong Limited,
41/F, Central Plaza,
18 Harbour Road,
Wanchai, Hong Kong
Information provided will be treated in strict confidence and will only be used for recruitment related purposes. All personal data of unsuccessful applicants will be destroyed within six months after the completion of recruitment process.
HR Department
KGI Hong Kong Limited,
41/F, Central Plaza,
18 Harbour Road,
Wanchai, Hong Kong
Information provided will be treated in strict confidence and will only be used for recruitment related purposes. All personal data of unsuccessful applicants will be destroyed within six months after the completion of recruitment process.